Our Small and Mid-Cap strategy (SMID-Cap), also referred to as our “equity strategy”, is distinctive in that it is concentrated into 12 – 20 companies. The goal of the SMID Cap Portfolio is to beat our benchmark, the Russell 2000, over 5-year rolling periods.
- Goal: Long-term capital appreciation above that of our benchmark index
- Benchmark: Russell 2000 Index
- Concentration: 12-20 securities
- Management Fee: 1.31%
- Performance Fee: None
- Lock-up Period: None
- Minimum initial investment: $25K
Saga Partners is an independent firm and is not affiliated with a broker-dealer. We do not maintain custody of our clients’ separately managed account assets. TD Ameritrade provides brokerage services related to Saga Partners clients.
Client service is a key focus for our firm. Monthly account statements are provided by TD Ameritrade. On a quarterly a basis, we distribute an investment review which provides commentary from the portfolio managers regarding the strategy’s performance and outlook. Our team is always available to answer questions, address concerns, coordinate meetings and provide account updates.